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8:55 Opening Remarks from the Chair
9:00 Case Study

Positioning the Role of Audit for Fraud Mitigation:
Navigating the Gray

• Understanding current guidelines
  
• Defining a reasonable approach
  
• Building fraud expertise within audit
  
• Fraud Audit Model examples
  

Nicholas Barone
Vice President, Special Investigations
Morgan Stanley

9:45 Identifying the Market Indicators That Enable Catching
Fraudsters in the Act

• Realizing the time is right to catch fraudsters
  
• Using the volatile market to reveal fraudulent activity
  
• Detecting losses piling-up and trader inability to hide losses
  

Cassandra Chandler
Senior Vice President, Investigative Services Executive
Bank of America

10:30 Networking Break
11:00 Round Table

Monitoring Risks that Arise from the Increased Complexity
of Derivatives and Structured Products

• Complex Derivatives, CDOs, SIVs creating increased opportunity
  for fraud
  
• Managing risk involved with increasingly complicated products
  
• Identifying the worldwide effect from fraudulent financial transactions
  

2:45 Internal Audit's Changing Role in Fraud Prevention

• Determining new challenges for internal auditors
  
• Identifying new means to provide added value
  
• Building up fraud expertise within internal audit
  
• Incorporating fraud auditing into internal audit processes
  

Rick Sanchez
Vice President
Alliance Bernstein, L.P.

12:30 Lunch

1:30 Extended Panel Discussion
Transitioning from Reactive to Proactive Measures
in Addressing Fraud

• Determining the necessary players in a fraud prevention team
  
• Using current external events to forecast and test for internal fraud
  
• Positioning fraud deterrence as a priority.
  

Mary Brienza
Senior Vice President, Corporate Audit
New York Stock Exchange

Simon Hales
Senior Vice President, Chief Security and Fraud Officer
HSBC North American Holdings

Nicholas Barone
Vice President, Special Investigations
Morgan Stanley

John R. Schramm
Senior Vice President, Enterprise Information Security
Fidelity Investments

2:45 Closing Remarks and End of Conference