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8:55 Opening Remarks from the Chair
9:00 Case Study

Positioning the Role of Audit for Fraud Mitigation:
Navigating the Gray

Nicholas Barone
Vice President, Special Investigations
Morgan Stanley

9:45 Identifying the Market Indicators That Enable Catching
Fraudsters in the Act

Cassandra Chandler
Senior Vice President, Investigative Services Executive
Bank of America

10:30 Networking Break
11:00 Round Table

Monitoring Risks that Arise from the Increased Complexity
of Derivatives and Structured Products

2:45 Internal Audit's Changing Role in Fraud Prevention

Rick Sanchez
Vice President
Alliance Bernstein, L.P.

12:30 Lunch

1:30 Extended Panel Discussion
Transitioning from Reactive to Proactive Measures
in Addressing Fraud

Mary Brienza
Senior Vice President, Corporate Audit
New York Stock Exchange

Simon Hales
Senior Vice President, Chief Security and Fraud Officer
HSBC North American Holdings

Nicholas Barone
Vice President, Special Investigations
Morgan Stanley

John R. Schramm
Senior Vice President, Enterprise Information Security
Fidelity Investments

2:45 Closing Remarks and End of Conference